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Brokerage New York City Page 3 - money management interface

A brokerage or brokerage firm is a financial institution in which public stocks and securities are bought and sold between buyers and sellers (usually investors) through stockbrokers. In full service brokerage firms, the employees are responsible for researching markets and making recommendations to portfolio managers...
A brokerage or brokerage firm is a financial institution in which public stocks and securities are bought and sold between buyers and sellers (usually investors) through stockbrokers. In full service brokerage firms, the employees are responsible for researching markets and making recommendations to portfolio managers and person fund managers, as well as having quotes for stock prices. Discount brokers and online brokers make a small commission by providing an automated trading system. Leading brokerage firms include Client's Partner, Charles Schwab, Fidelity Investments and USAA Brokerage. Different types of brokers include: commodity brokers, insurance brokers, mortgage brokers, real estate brokers, options brokers, business brokers and MFX brokers.
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598 results for Brokerage

Kern Capital Management LLC in San Diego

114 W 47th St Ste 1926, San Diego, 10036

Kern Capital Management LLC ("KCM") is a wholly owned registered investment advisory firm co-founded by Robert E. Kern Jr. and David G. Kern in 1997. With a philosophy that high rates of return are achieved by focusing resources where inefficiencies are ...

brokerage, portfolio management

Lek Securities Corporation in Omaha

140 Broadway 29Th Floor, Omaha, 10005
(212) 509-2300

Lek Securities Corporation (“LSCâ€) is a Delaware corporation founded in 1990. LSC is registered with the United States Securities and Exchange Commission as a Broker Dealer and with the Commodity Futures Trading Commission as a Futures Commission ...

brokerage, trade execution

Descap Securities Inc. in Charlotte

444 Madison Avenue, Charlotte, 10022
(212) 546-6000

Descap Securities Inc., a wholly owned subsidiary of First Albany Companies Inc., specializes in the primary issuance and secondary trading of mortgage-backed securities, asset-backed securities, collateralized mortgage obligations and derivatives, and ...

brokerage, investment banks

DTS Search Inc in San Francisco

521 Fifth Avenue 17Th Floor, San Francisco, 10175
(212) 292-4236

At DTS Search, Inc. we believe in forming a partnership with our clients and candidates in order to achieve a win win scenario for both parties. We specialize in the recruitment of financial, systems and technology professionals in the New York metropolitan ...

access, agency, analyst, architect

Instinet Corporation in Chicago

Ph: 212/310-9500 875 3RD Ave, Chicago, 10022
(212) 310-9500

Instinet established an office in Tokyo in 1994 and has been a licensed securities broker here since 1995. In 2000, Instinet Japan became a member of the Tokyo Stock Exchange, allowing clients around the globe instant electronic access to the TSE. Instinet ...

brokerage, electronic trading platform

Jennison Associates LLC in Chicago

466 Lexington Avenue 18Th Floor, Chicago, 10017
(212) 421-1000

Jennison Associates has earned a reputation for excellence by fulfilling client investment needs since its founding in 1969. Today, we manage more than $85 billion for institutions and private clients through separately managed accounts and commingled ...

brokerage, institutional investment

ITG Inc in Santa Monica

P.O. Box 3254 Grand Central Station, Santa Monica, 10163
(866) 869-8227

Investment Technology Group, Inc., is a specialized agency brokerage and technology firm with vast experience spanning the entire investment process. From pre-trade, to order management, trade execution and post-trade tools, we develop innovative technologies ...

brokerage, investment technology

U.S. Trust Corporation in Pittsburgh

114 West 47Th Street, Pittsburgh, 10036
(212) 852-1000

U.S. Trust is a bank holding company for U.S. Trust Co. of New York, providing investment management and banking services.(Source: 10-K)

alternative investment, brokerage

Avent Capital Management Inc in Beverly Hills

766 Madison Avenue Suite 500, Beverly Hills, 10021
(212) 396-9021

Avent Capital Management Inc. ("Avent Capital") is a full-service investment firm specializing in the management of investment strategies for individuals and families, institutional investors, and entertainers and athletes. Avent Capital Management, Inc ...

brokerage, investment strategies

Friends Ivory & Sime plc in Cincinnati

One World Trade Center #2101, Cincinnati, 10048
(212) 390-1895

Friends Ivory & Sime Inc is a global investment management firm based in London with offices in New York, London, Edinburgh, Tokyo and Hong Kong. Specialists in equity investing, the firm manages more than $55 billion worldwide for institutions and individuals ...

brokerage, investment managers

Instinet Corporation in Albany

Ph: 212/310-9500 875 3RD Ave, Albany, 10022
(212) 310-9500

Instinet established an office in Tokyo in 1994 and has been a licensed securities broker here since 1995. In 2000, Instinet Japan became a member of the Tokyo Stock Exchange, allowing clients around the globe instant electronic access to the TSE. Instinet ...

brokerage, executions

Fischer Francis Trees & Watts , Inc. in Portland

200 Park Avenue XX Floor, Portland, 10166
(212) 681-3000

FFTW manages over $30 billion* from our five locations in New York, London, Paris (a branch of our London office), Singapore and Tokyo. Our clients include central banks, official institutions, pension plans, superannuation schemes, corporations, insurance ...

brokerage, institutional investment

Wafra Partners LLC in Princeton

345 Park Avenue 41St Floor, Princeton, 10154
(212) 759-3700

Founded in 1985, Wafra is an investment management company offering an extensive range of investment services including portfolio securities management, direct equity, , real estate and other structured products management. Wafra also manages seven alternative ...

brokerage, pension funds

Tradeware Global Corp. in Atlanta

40 Wall Street 36Th Floor, Atlanta, 10005
(212) 809-7700

Tradeware Global is a leading provider of electronic trading solutions that connect market participants to more than 58 marketplaces in more than 40 countries around the world. The company specializes in flexible Financial Information eXchange (FIX)-based ...

brokerage, order routing

New York Global Securities , Inc. in Saint Louis

14 Wall Street 12Th Floor, Saint Louis, 10005
(212) 791-2920

New York Global Securities is a leading investment banking and securities firm that provides a wide range of services to institutional investors, corporations and private investors. The firm has two core areas of expertise. One is research and investment ...

brokerage, wall street

Oppenheimer Investment Management LLC in Des Moines

200 Park Avenue 24Th Floor, Des Moines, 10166
(212) 667-4834

Founded in December 2004, Oppenheimer Investment Management LLC (OIM) is an indirect subsidiary of Oppenheimer Holdings Inc. OIM has an independent institutional asset management process and is built on a foundation of the traditional investment firm culture ...

brokerage, institutional asset management

Magna Securities Corporation in Chatham

420 Lexington Ave. Suite 2220, Chatham, 10170
(212) 547-3740

MAGNA Securities Corporation was incorporated in September of 1992 by Patricia Winans, Chief Executive Officer, to service institutional investors with the most important cardinal rule of business in mind: putting the needs of the customers first. Headquartered ...

brokerage, institutional trading

Spear , Leeds & Kellogg , L.P. in El Segundo

120 Broadway Ste 230, El Segundo, 10271
(212) 433-7000

SLK, founded in 1931, is a leader in its three core businesses - securities clearing and execution, floor-based market making and off-floor market making. It is the largest U.S. stock and options clearing firm by volume, the largest specialist firm on ...

brokerage, prime brokerage

Capital Z Financial Services Fund II , L.P. in Greenwich

230 Park Avenue South At 19Th Street11Th Floor, Greenwich, 10003
(212) 965-0800

Based in New York, Capital Z Financial Services Fund II, L.P., is a $1.85 billion global private equity fund that focuses exclusively on investments in the insurance, financial services and healthcare services industries. The fund, which was formed in ...

brokerage, private equity fund

DEMATTEO MONNESS LLC in Jersey City

780 Third Avenue 45Th Floor, Jersey City, 10017
(212) 833-9900

DeMatteo Monness provides clients with primary sources of market intelligence and manages a network for investment professionals to share ideas with one another. Our research is divided into three main areas of concentration: The Guest Speaker Series ...

brokerage, institutional brokerage

TradingScreen Inc in San Mateo

5 Union Square West 4 Th Floor, San Mateo, 10003
(212) 359-4100

TradingScreen is a global provider of multi-asset class, multi-broker electronic trading solutions. Through its innovative products and services, TradingScreen seeks to break through the traditional boundaries that have come to make the capital markets ...

bsmw, bsoms, brokerage, eoms

Auda Advisor Associates , LLC in Anna Maria

888 Seventh Avenue 41St Floor, Anna Maria, 10106
(212) 863-2300

Auda provides liquidity and portfolio management solutions to holders of limited partnership interests in private equity funds. With $410 million in capital committed to secondary purchases and an experienced team, Auda is able to customize solutions for ...

brokerage, investment portfolio

Ramius Capital Group , LLC in Rye

599 Lexington Ave., Rye, 10022

Ramius was founded in 1994. Ramius was founded in 1994 by Peter Cohen (former Chairman and CEO of Shearson Lehman Brothers) with Jeffrey Solomon (former CAO and Head of Corporate Development at Republic New York Securities Corp.). They were joined by Thomas ...

brokerage, investment program

Ramius Capital Group , LLC in San Francisco

599 Lexington Ave., San Francisco, 10022

Ramius was founded in 1994. Ramius was founded in 1994 by Peter Cohen (former Chairman and CEO of Shearson Lehman Brothers) with Jeffrey Solomon (former CAO and Head of Corporate Development at Republic New York Securities Corp.). They were joined by Thomas ...

alternative investment, brokerage

Avent Capital Management Inc in Atlanta

766 Madison Avenue Suite 500, Atlanta, 10021
(212) 396-9021

Avent Capital Management Inc. ("Avent Capital") is a full-service investment firm specializing in the management of investment strategies for individuals and families, institutional investors, and entertainers and athletes. Avent Capital Management, Inc ...

brokerage, institutional investment management

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