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A brokerage or brokerage firm is a financial institution in which public stocks and securities are bought and sold between buyers and sellers (usually investors) through stockbrokers. In full service brokerage firms, the employees are responsible for researching markets and making recommendations to portfolio managers...
A brokerage or brokerage firm is a financial institution in which public stocks and securities are bought and sold between buyers and sellers (usually investors) through stockbrokers. In full service brokerage firms, the employees are responsible for researching markets and making recommendations to portfolio managers and person fund managers, as well as having quotes for stock prices. Discount brokers and online brokers make a small commission by providing an automated trading system. Leading brokerage firms include Client's Partner, Charles Schwab, Fidelity Investments and USAA Brokerage. Different types of brokers include: commodity brokers, insurance brokers, mortgage brokers, real estate brokers, options brokers, business brokers and MFX brokers.
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598 results for Brokerage

BrokerageAmerica , LLC in Boston

425 Park Avenue 22Nd Floor, Boston, 10022
(212) 880-7444

BrokerageAmerica provides fast, efficient trade execution services to institutions, broker/dealers and professional money managers. Our firm combines the resources, expertise and coverage you need for seamless trading of any equity. We leverage our strength ...

brokerage, institutional sales

SogoInvest.com in Las Vegas

50 Broad Street 2Nd Floor, Las Vegas, 10004
(212) 668-8686

We offer the strategies of fractional share investing, compound return, diversification, and dollar cost averaging, which are essential in a long-term investment plan. Our transaction fees are some of the lowest in the industry, since we are affiliated ...

brokerage, stock trading

SogoInvest.com in Charlotte

50 Broad Street 2Nd Floor, Charlotte, 10004
(212) 668-8686

We offer the strategies of fractional share investing, compound return, diversification, and dollar cost averaging, which are essential in a long-term investment plan. Our transaction fees are some of the lowest in the industry, since we are affiliated ...

brokerage, discount brokerage

BrokerageAmerica , LLC in Newport Beach

425 Park Avenue 22Nd Floor, Newport Beach, 10022
(212) 880-7444

BrokerageAmerica provides fast, efficient trade execution services to institutions, broker/dealers and professional money managers. Our firm combines the resources, expertise and coverage you need for seamless trading of any equity. We leverage our strength ...

brokerage, executions

Ramius Capital Group , LLC in Oakland

599 Lexington Ave., Oakland, 10022

Ramius was founded in 1994. Ramius was founded in 1994 by Peter Cohen (former Chairman and CEO of Shearson Lehman Brothers) with Jeffrey Solomon (former CAO and Head of Corporate Development at Republic New York Securities Corp.). They were joined by Thomas ...

brokerage, dealer

New York Global Securities , Inc. in Oakland

14 Wall Street 12Th Floor, Oakland, 10005
(212) 791-2920

New York Global Securities is a leading investment banking and securities firm that provides a wide range of services to institutional investors, corporations and private investors. The firm has two core areas of expertise. One is research and investment ...

brokerage, investment brokerage

TradingScreen Inc in Chicago

5 Union Square West 4 Th Floor, Chicago, 10003
(212) 359-4100

TradingScreen is a global provider of multi-asset class, multi-broker electronic trading solutions. Through its innovative products and services, TradingScreen seeks to break through the traditional boundaries that have come to make the capital markets ...

bsmw, bsoms, brokerage, eoms

Pinnacle Associates Ltd in Colorado Springs

335 Madison Avenue , Colorado Springs, 10017
(212) 652-3200

Pinnacle Associates Ltd. is an Independent Registered Investment Advisor and is privately owned by its employees since its inception. We have been in business since 1984 and manage portfolios for high net worth individuals, families, endowments, foundations ...

brokerage, portfolio managers

KBC Asset Management Limited in Bloomington

140 E 45th St, Bloomington, 10017
(917) 455-5125

KBC Asset Management Ltd Dublin (KBCAM) was formed in July 2000 when KBC acquired Ulster Bank Investment Managers (UBIM) from the Ulster Bank Group. It is part of the wider KBC Asset Management group of companies and is ultimately a subsidiary of the KBC ...

brokerage, property investment management

The Griswold Company in Tucson

61 Broadway 28Th Floor, Tucson, 10006
(212) 509-2100

The Griswold Company is committed to maintaining the highest level of business continuity possible for its clients and employees. For a summary of our business continuity plan, please read Griswold's Business Continuity Plan Summary. In the event of a ...

brokerage, executions

Matrix Capital Group Inc in Irvine

420 Lexington Avenue Suite 601, Irvine, 10170

Matrix Capital Group is an institutional brokerage firm - We provide complete coverage for the US equity, bond, and options markets. Matrix Capital Group offers multiple trading platforms - Our clients have the opportunity to use our desktop front end ...

brokerage, institutional brokerage

General American Investors Co Inc in Boston

100 Park Avenue 35Th Floor, Boston, 10017
(212) 916-8400

General American Investors Company, Inc. is one of the nation's oldest closed-end funds. For over 80 years, we have internally managed a global portfolio of investments, consisting principally of common stocks of U. S. companies but also including international ...

brokerage, end investment, gam, general american investors

TradingScreen Inc in Austin

5 Union Square West 4 Th Floor, Austin, 10003
(212) 359-4100

TradingScreen is a global provider of multi-asset class, multi-broker electronic trading solutions. Through its innovative products and services, TradingScreen seeks to break through the traditional boundaries that have come to make the capital markets ...

bsmw, bsoms, brokerage, eoms

Kabrik Trading , LLC in New York

11 Broadway 8Th Floor, New York, 10004
(212) 825-4000

Kabrik Trading provides institutional investors with direct access execution services on the New York Stock Exchange (NYSE). We provide our clients with efficient, uncompromised service through the use of cutting edge technology. Efficiency is paramount ...

brokerage, trade execution

StoneCastle Partners LLC in Princeton

120 West 45Th Street 14Th Floor, Princeton, 10036
(212) 354-6500

StoneCastle Partners is a leading asset management firm that invests in small and medium sized banks and financial institutions that are the cornerstones of their local communities. With more than $2 billion under management, our mission is to leverage ...

brokerage, investment professionals

Kern Capital Management LLC in Cincinnati

114 W 47th St Ste 1926, Cincinnati, 10036

Kern Capital Management LLC ("KCM") is a wholly owned registered investment advisory firm co-founded by Robert E. Kern Jr. and David G. Kern in 1997. With a philosophy that high rates of return are achieved by focusing resources where inefficiencies are ...

brokerage, money management

Pinnacle Associates Ltd in Bryan

335 Madison Avenue , Bryan, 10017
(212) 652-3200

Pinnacle Associates Ltd. is an Independent Registered Investment Advisor and is privately owned by its employees since its inception. We have been in business since 1984 and manage portfolios for high net worth individuals, families, endowments, foundations ...

brokerage, portfolio management

Friends Ivory & Sime plc in Portland

One World Trade Center #2101, Portland, 10048
(212) 390-1895

Friends Ivory & Sime has approximately £38 billion of funds under management (Oct 2000) with some 90 investment professionals. Their world-wide network includes offices in London, New York, Hong Kong, Edinburgh and Dorking. Friends Ivory & Sime is the ...

brokerage, growth equity

Auda Advisor Associates , LLC in La Jolla

745 Fifth Avenue 29Th Floor , La Jolla, 10151
(212) 863-2300

Auda provides liquidity and portfolio management solutions to holders of limited partnership interests in private equity funds. With $410 million in capital committed to secondary purchases and an experienced team, Auda is able to customize solutions for ...

brokerage, portfolio management

Descap Securities Inc. in Lynnfield

444 Madison Avenue, Lynnfield, 10022
(212) 546-6000

Descap Securities Inc., a wholly owned subsidiary of First Albany Companies Inc., specializes in the primary issuance and secondary trading of mortgage-backed securities, asset-backed securities, collateralized mortgage obligations and derivatives, and ...

brokerage, dealer

JPMorgan Retirement Plan Services in Kansas City

522 Fifth Avenue 5Th Floor, Kansas City, 10036
(212) 837-2335

JPMorgan Retirement Plan Services provides defined contribution expertiseto some of the nation's largest retirement plans. We currently servealmost 200 clients with more than 350 plans and more than 1 millionparticipants.We began in 1989 as an institutional ...

brokerage, defined contribution

Matrix Capital Group Inc in Cincinnati

420 Lexington Avenue Suite 601, Cincinnati, 10170

Matrix Capital Group is an institutional brokerage firm - We provide complete coverage for the US equity, bond, and options markets. Matrix Capital Group offers multiple trading platforms - Our clients have the opportunity to use our desktop front end ...

brokerage, fund administration

Capital Z Financial Services Fund II , L.P. in New York

230 Park Avenue South At 19Th Street11Th Floor, New York, 10003
(212) 965-0800

Based in New York, Capital Z Financial Services Fund II, L.P., is a $1.85 billion global private equity fund that focuses exclusively on investments in the insurance, financial services and healthcare services industries. The fund, which was formed in ...

brokerage, private equity fund management

FX Universal LLC in Norwood

262 West 38Th Street Suite 404 , Norwood, 10018
(646) 240-4300

FX Universal is a world class provider of foreign exchange trading services. Our staff is comprised of a dedicated group of trading, technology, and finance professionals who apply their experience, teamwork and innovation towards a common goal - helping ...

brokerage, foreign exchange trading

GoldenTree Asset Management LP in Dallas

300 Park Avenue 25Th Floor, Dallas, 10022
(212) 220-5200

GoldenTree strives to provide superior client service to our diversified investor base. Our team is dedicated to communicating GoldenTree's investments and business consistently and clearly. Our reporting is recognized as one of the best and most transparent ...

brokerage, money management

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