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Securities Exam Preparation, Inc., established in 1972, is a consulting organization specializing in self-study test preparation for NASD, NASAA, NFA, and NYSE exams -- and in registration services for Investment Advisers, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers. Exams, administered by the NASD/FINRA through the Prometric and Pearson VUE testing centers, are assigned numbers and are classified into registered representatives, registered principals, and state-required exams. NASD Registered representative exams include: Series 5, Series 6, 7, 11, 22, 52, and 62. The New York Stock Exchange Series 7 is most often referred to as "the stock broker exam". NASD Registered principal exams consist of: Series 4, 23, 24, 26, 27, 28, 30, 51, 53, and 55 exams. The series 9-10 and 14 are the NYSE's Branch Manager and Compliance Official exams. NASAA state registration and Investment Adviser tests include: Series 65, 66 and 63. National Futures Association, or commodity futures, tests include: Series 3, 30, 31, and 32. The futures branch manager exam is the Series 30. Registration services are coordinated through Securities Exam's affiliates for Registered Investment Advisors (RIA), Broker-Dealers (B/D), Commodity Trading Advisors (CTA), and Hedge Funds. Assistance is also provided for futures firms for the development of Anti-Money Laundering ("AML") programs and ethics training that need to be FCM specific. Through Securities Exam's test preparation programs, and with the use of specialized affiliates, exam study materials come in an easy-to-read, specially-designed, self-study form.