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Brokerage Charlotte

A brokerage or brokerage firm is a financial institution in which public stocks and securities are bought and sold between buyers and sellers (usually investors) through stockbrokers. In full service brokerage firms, the employees are responsible for researching markets and making recommendations to portfolio managers...
A brokerage or brokerage firm is a financial institution in which public stocks and securities are bought and sold between buyers and sellers (usually investors) through stockbrokers. In full service brokerage firms, the employees are responsible for researching markets and making recommendations to portfolio managers and person fund managers, as well as having quotes for stock prices. Discount brokers and online brokers make a small commission by providing an automated trading system. Leading brokerage firms include Client's Partner, Charles Schwab, Fidelity Investments and USAA Brokerage. Different types of brokers include: commodity brokers, insurance brokers, mortgage brokers, real estate brokers, options brokers, business brokers and MFX brokers.
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59 results for Brokerage

Global Capital Partners Inc. in Charlotte

6000 Fairview Road , Suite 1410, Charlotte, 28210
(704) 643-8220

Global Partners Inc. operates a diversified, investment banking and securities network. The Company currently owns and/or operates Global Capital Securities Corporation, a full service investment banking and brokerage firm; a majority interest in Sutton ...

brokerage, international investment

RolloverSystems Inc in Charlotte

Charlotte, 28202

RolloverSystems, Inc. (RSI) is a financial services company dedicated to helping sponsors of qualified retirement plans reduce the legal, financial, and administrative burdens created when terminated employees remain on their plans.

brokerage, equities

Castle Financial Advisors LLC in Charlotte

Charlotte, 28202

Castle Financial Advisors, LLC is a comprehensive financial engineering firm that provides objective financial advice to individuals, professionals and business owners. Our mission is to help you maximize the wealth within your personal economy. At the ...

brokerage, financial planning

Synergy Investments in Charlotte

Charlotte, 28202

Synergy has partnered with some of the most reputable firms on Wall Street. We have chosen to utilize a dual clearing firm strategy to offer superior customer service depending on the nature of the account you open with us.

broker, brokerage

Alpha Financial Advisors LLC in Charlotte

Charlotte, 28202

Based in Charlotte North Carolina, Alpha Financial Advisors, LLC is a fee-only financial planning and investment advisory firm. As a fee-only financial services company, we make specific investment recommendations based on your individual needs, circumstances ...

brokerage, financial advisor

TeamVest , Inc. in Charlotte

11215 Rushmore Dr., Charlotte, 28277
(704) 944-7400

TeamVest ( http://www.teamvest.com ), based in Charlotte, North Carolina, is an Independent on-line retirement planning advisor. In the defined contribution market, TeamVest offers its Team401(k), a multifaceted 401(k) service offered to CPAs, banks, investment ...

brokerage, defined contribution

WestEnd Advisors LLC in Charlotte

Two Morrocroft Centre4064 Colony RoadSuite 130, Charlotte, 28211
(704) 556-9300

WestEnd Advisors is a private, independently-owned investment advisory firm based in Charlotte, North Carolina. WestEnd's flagship portfolio is our U.S. Large-Cap Core Equity Portfolio, which has a proven record of performance and risk management since ...

brokerage, discretionary portfolio management

Novare Capital in Charlotte

First Citizens Building 128 South Tryon Street Suite 1580, Charlotte, 28202
(704) 334-3698

Novare Capital specializes in the management of fixed-income portfolios for clients seeking a reliable source of income. The objective of our fixed-income approach is to ensure that a bond portfolio is a source of income with capital preservation as the ...

brokerage, customized investment management

Keane Capital Management , Inc. in Charlotte

3440 Toringdon Way Suite 308 , Charlotte, 28277
(704) 364-3250

Welcome to Keane Capital Management, an investment management firm that works both for and with its partners to achieve shared investment objectives. Our goal is to become the most valued investment management partner for the private investors, institutions ...

brokerage, private investment management

Cycletrend Inc in Glennville

8717 Douglas Dr, Glennville, 28217

Cycletrend - A stock market Timing service devoted to the study of Cycles. Cycletrend has studied all cycles from the 60 year K-wave down to three week trading cycles and provided market direction and potential turning points to institutions since 1971 ...

brokerage, stocks, adult video, ethnic porn

UVEST in Charlotte

Charlotte, 28202

UVEST Financial Services, Inc., headquartered in Charlotte, North Carolina, is a registered securities broker-dealer and member of the National Association of Securities Dealers (NASD), and the Securities Investor Protection Corporation (SIPC), as well ...

brokerage, customized investment management

Chapin Hill Advisors Inc in Charlotte

Charlotte, 28202

At Chapin Hill, we provide fee only financial planning services tailored to meet your needs. We address tenant of planning: Retirement, Education, Estate, Tax Planning, Risk Management, Cash Flow and Debt Management and Investments. Fees are determined ...

brokerage, financial planning

Municipal Asset Management Inc in Charlotte

Charlotte, 28202

Municipal Asset Management (MAM) is an independent, "fixed income only" portfolio management and investment advisory company. MAM was incorporated in 1993 and is a registered investment advisor with the SEC.

brokerage, fixed income

Carroll Financial Associates , Inc. in Charlotte

Charlotte, 28202

Carroll Financial Associates Inc., a registered investment advisory firm, is dedicated to providing the highest quality financial planning and asset management services available in the industry. The firm was established in 1980 and is staffed with twenty ...

brokerage, financial planning

Capstone Financial Planning Inc in Charlotte

Charlotte, 28202

Capstone Financial Planning, Inc. specializes in advising clients regarding the use of Self-Directed IRAs to invest in real estate and other non-standard investments. These investments include:

brokerage, financial planning

Rinehart & Associates in Charlotte

Charlotte, 28202

Rinehart & Associates is the oldest Fee-Only investment advisory firm in the Charlotte area. Since our founding, our client base has grown nationally. Throughout this time, we have always been committed to providing unbiased advice, unique to every client ...

brokerage, financial planning

Cape Empowerment Trust in Charlotte

Charlotte, 28202

Cape Empowerment Trust Limited is a holding company. The Company is engaged in investment and operates principally in South Africa. The Company is organized into five operating divisions: property, technology, security, financial services and gaming. It ...

brokerage, equities

Cotton Financial Advisors , Inc. in Charlotte

Charlotte, 28202

COTTON FINANCIAL ADVISORS, INC. was founded by Kathleen Cotton, CFP®, a veteran financial advisor with over two decades of experience. Cotton Financial is a fee-only financial planning and investment management firm located in Lynnwood, Washington and ...

brokerage, financial advisor

Banc of America Securities LLC in Charlotte

Bank Of America Corporate Center, 100 North Tyron St, Charlotte, 28255

Banc of America Securities LLC (BAS), a subsidiary of Bank of America Corporation, is a full-service investment bank and brokerage firm. With principal offices in San Francisco, New York and Charlotte, BAS employs more than 4,200 associates in offices ...

brokerage, dealer

Wachovia Securities LLC in Chicago

4525 Sharon Road Suite 300, Chicago, 28211
(704) 442-6300

We serve a very discerning clientele who want to enjoy their lives comforted by the fact that the management of their financial affairs are in good hands. Your investment plan must be constantly re-evaluated to account for unexpected events and transitions ...

broker, brokerage

Firstrade Securities Inc. in Charlotte

Charlotte, 28202

Established in 1985, Firstrade began as a discount brokerage firm serving the local community. Achieving steady and organic growth, the company caught sight of the benefits to be gained from tapping into the capabilities of the Internet. Truly a pioneer ...

brokerage, fixed income

SEB in Charlotte

Charlotte, 28202

SEB is a European financial group for companies and private individuals. SEB has a total of 675 branch offices in Sweden, Germany and the Baltic countries and a total of 4 million customers, including 1 million Internet clients. SEB Group has SEK 1,163 ...

brokerage, executions

Lewis Young Robertson & Burningham , Inc. in Charlotte

Charlotte, 28202

Lewis Young Robertson & Burningham, Inc. ("LYRB") was established in July, 1995 as an independent municipal securities firm focusing primarily in the Utah market. Our firm provides local governments with cost effective and creative financing solutions ...

brokerage, financial advisor

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